Capital Markets

Capital Markets represent one of the most dynamic and complex areas of the global economy, where the interests of issuers, investors, underwriters, and regulators intersect. At Omar Humaid Al Shamsi Advocates & Legal Consultants, we provide comprehensive legal services designed to support our clients in navigating this sophisticated environment, with a strong emphasis on compliance, transparency, and the protection of commercial interests.

Our Capital Market Services

  • Licensing: Advising on financial services licensing requirements and ensuring compliance with local and international regulations.
  • Ongoing Disclosure: Assisting companies in meeting continuous disclosure obligations imposed by stock exchanges and regulatory bodies.
  • Corporate Governance: Guiding clients on best practices in corporate governance to foster investor confidence.
  • Regulatory Investigations & Enforcement: Providing legal support during regulatory investigations and enforcement actions.
  • Trading Rules: Advising on trading restrictions, short selling, market manipulation, and other compliance obligations.
  • Stock Exchange Regulations: Offering guidance on exchange-specific rules and international market standards.

Our Added Value

  • In-Depth Knowledge: Expertise in both conventional and Islamic finance, coupled with a thorough understanding of UAE-specific regulations.
  • Smooth Execution: Guiding clients through every stage of complex transactions, from structuring to successful closing.
  • Regulatory Insight: Strong working relationships with key regulators such as the Securities and Commodities Authority, Dubai Financial Services Authority, and Financial Services Regulatory Authority.
  • Risk Mitigation: Proactively identifying and mitigating legal and regulatory risks.
  • Dedicated Team: A committed team of lawyers providing fast, practical, and business-oriented legal advice.
Our mission is to empower clients to succeed in capital markets by delivering reliable legal counsel, practical solutions, and the confidence needed to thrive in a competitive environment.